Gary C. Mastrodonato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Carl Mastrodonato was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1981. Gary had worked at 27 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2019 - March 26, 2019
CREATIVEONE WEALTH, LLC
September 11, 2017 - January 11, 2019
MADISON AVENUE SECURITIES, LLC
August 24, 2017 - January 11, 2019
MADISON AVENUE SECURITIES, LLC
October 21, 2014 - October 31, 2014
FIRST HEARTLAND CONSULTANTS, INC.
October 21, 2014 - August 24, 2017
KALOS MANAGEMENT
October 21, 2014 - August 24, 2017
KALOS CAPITAL, INC.
October 8, 2014 - October 31, 2014
FIRST HEARTLAND CAPITAL, INC.
November 5, 2013 - October 20, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
October 25, 2013 - September 30, 2014
RESOURCE HORIZONS GROUP LLC
August 4, 2009 - October 25, 2013
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
July 31, 2009 - March 30, 2011
CIC ADVISERS, LLC
July 31, 2009 - October 25, 2013
CAPITAL INVESTMENT GROUP, INC.
June 30, 2004 - July 30, 2009
SECURITIES AMERICA ADVISORS, INC.
June 23, 2004 - July 30, 2009
SECURITIES AMERICA, INC.
June 24, 2003 - June 25, 2004
SUNAMERICA SECURITIES, INC.
June 13, 2003 - June 25, 2004
SUNAMERICA SECURITIES, INC.
March 31, 2003 - June 30, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - June 30, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
August 15, 2001 - April 2, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
August 13, 2001 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
June 13, 2000 - April 20, 2001
PACIFIC SELECT DISTRIBUTORS, LLC
March 13, 1995 - May 28, 1999
LPL FINANCIAL LLC
June 3, 1993 - March 10, 1995
ROBERT THOMAS SECURITIES, INC
November 5, 1991 - April 2, 1993
EDWARD JONES
February 26, 1991 - October 17, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 5, 1990 - August 1, 1991
CITIGROUP GLOBAL MARKETS INC.
October 13, 1989 - December 6, 1990
MORGAN STANLEY DW INC.
March 17, 1987 - October 17, 1989
A. G. EDWARDS & SONS, INC.
July 2, 1984 - March 26, 1987
E. F. HUTTON & COMPANY INC
March 2, 1982 - July 19, 1984
UBS FINANCIAL SERVICES INC.
February 2, 1981 - September 12, 1983
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/17/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
