Tammy M. Gruen

CHAMBERLAIN FINANCIAL ADVISORS

Decatur, GA

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CRD#: 7233426

Professional summary

Tammy Marie Gruen, who also goes by Tammy Marie Lenkeit, is a registered financial advisor currently at CHAMBERLAIN FINANCIAL ADVISORS, INC. located in Decatur, Georgia.

Tammy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Tammy has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tammy Marie Lenkeit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Grand Cascades Home Owner''s Association (HOA) Address: 150 Rivergate Drive, Suwanee, GA, 30024, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer, Officer - Secretary Investment Related: No Start Date: 03/09/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Secretary: Record meeting minutes, announce meetings and prepare agenda, maintain records, maintain lists, file forms with state agencies, manage correspondence.\n\nTreasurer: Confirm accounting codes for new expenses, review month end financials for accuracy, create new year budget. (2) INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2021, DEVOTES NOT MORE THAN 5 HOURS PER MONTH OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy Marie Gruen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2022 - Present

CHAMBERLAIN FINANCIAL ADVISORS, INC.

RIA

CRD#: 292233

Decatur, GA

Past

July 19, 2022 - October 19, 2022

FINANCIAL CONSULTANTS GROUP INC

RIA

CRD#: 108062

CUMMING, GA

Past

September 17, 2020 - July 21, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ALPHARETTA, GA

Past

May 28, 2020 - July 21, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/8/2020

Securities Industry Essentials Examination

Current Firm

CHAMBERLAIN FINANCIAL ADVISORS, INC.

CRD#: 292233 / SEC#:

Georgia

Registered Investment Advisory firm - (2/14/2018 Approved)

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Contact information

Main Address

Decatur, GA

Mailing Address

Phone number

(678) 938-0372

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 54,409,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tammy M. Gruen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy Marie Gruen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAMBERLAIN FINANCIAL ADVISORS, INC.

FINANCIAL CONSULTANTS GROUP INC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2020

Series 7TO

Date: 5/28/2020

SIE

Date: 5/8/2020

Current Firm

CHAMBERLAIN FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHAMBERLAIN FINANCIAL ADVISORS, INC.

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