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DJ

Devin M. Johnston

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CRD#: 7233371
DJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Devin Mckay Johnston, who also goes by Devin Johnston, was a registered financial professional .

Devin is a previously registered financial professional and started their career in finance in 2020. Devin had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Devin Johnston

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Hanley Energy; Investment related: No; 73500 Lewis & Clark Drive Boardman, OR 97818; Safety Manager for Heavy Industry and Construction; Position: Safety Manager; start date: 06/13/2022; approximate number of hours/month devoted to the other businesses:~120 hours/ month (this is expected to end upon approval of the RIA; number of hours devoted to the other businesses during securities trading hours: ~80 hours/ month. 2) Devin Johnston, Independent Insurance Agent; Investment Related: Yes; Independent Insurance agent; 8350 W Grandridge Blvd. Kennewick WA 99336; start date: 12/12/2022; approximate number of hours/month devoted to the other businesses: 10 hrs per week; number of hours devoted to the other businesses during securities trading hours: ~10 hrs per week.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 21, 2023 - December 31, 2024

AMBROSE WEALTH LLC

RIA
CRD#: 325561
KENNEWICK, WA
Past

March 17, 2020 - October 25, 2022

INTERWEST INVESTMENT ADVISORS, INC

RIA
CRD#: 142840
BOISE, ID

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/19/2020
Uniform Investment Adviser Law Examination

Current Firm


AW
AMBROSE WEALTH LLC
AMBROSE WEALTH LLC

CRD#: 325561 / SEC#:

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Contact information


Main Address
8350 W Grandridge Blvd Suite 200 #405, Kennewick, WA 99336
Mailing Address
Phone number
(509) 987-5559
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMBROSE WEALTH LLC

CRD#: 325561

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