Richard W. Martin
Professional summary
Richard William Lunn Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Richard had worked at 6 firms, which includes G.F. INVESTMENT SERVICES LLC, LEVELX CAPITAL LLC, LATAM INVESTMENTS LLC, MORGAN STANLEY DW INC., REFCO SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2014 - July 7, 2015
G.F. INVESTMENT SERVICES, LLC
April 9, 2014 - April 23, 2014
LEVELX CAPITAL LLC
July 17, 2009 - April 10, 2014
G.F. INVESTMENT SERVICES, LLC
December 23, 2008 - July 23, 2009
LATAM INVESTMENTS, LLC
December 11, 2003 - January 12, 2009
LEVELX CAPITAL LLC
August 24, 1998 - December 4, 2003
MORGAN STANLEY DW INC.
October 14, 1997 - December 4, 2003
MORGAN STANLEY DW INC.
January 18, 1985 - June 16, 1993
REFCO SECURITIES, LLC
January 19, 1981 - November 30, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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