JM
Joyce M. Mcdaniel
GENEOS WEALTH MANAGEMENT
Englewood, CO 80112
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CRD#: 723299
JM
Professional summary
Joyce M Mcdaniel, who also goes by Joyce Marie Bartels ^, Joyce Marie Bartels, Joyce Marie Mcdaniel ^, Joyce Marie Mcdaniel, Joyce Marie Bartels Mcdaniel, Joyce Mcdaniel, is a registered financial advisor currently at GENEOS WEALTH MANAGEMENT, INC. located in Englewood, Colorado.
Joyce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Joyce has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joyce Marie Bartels ^ | Joyce Marie Bartels | Joyce Marie Mcdaniel ^ | Joyce Marie Mcdaniel | Joyce Marie Bartels Mcdaniel | Joyce Mcdaniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joyce M Mcdaniel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joyce M Mcdaniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2013 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 9635 Maroon Circle Suite 100, Englewood, CO 80112RIA
BD
CRD#: 120894
Englewood, CO
Current
February 27, 2013 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 9635 Maroon Circle Suite 100, Englewood, CO 80112RIA
BD
CRD#: 120894
Englewood, CO
Past
March 5, 2013 - August 20, 2013
A & I WEALTH MANAGEMENT
RIA
CRD#: 148357
ENGLEWOOD, CO
Past
July 31, 2009 - June 1, 2012
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ENGLEWOOD, CO
Past
July 31, 2009 - June 1, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ENGLEWOOD, CO
Past
May 1, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DENVER, CO
Past
January 22, 2008 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DENVER, CO
Past
February 23, 2006 - January 2, 2008
JONES INTERNATIONAL SECURITIES, LTD.
BD
CRD#: 137090
CENTENNIAL, CO
Past
April 28, 1986 - December 1, 1999
JONES INTERNATIONAL SECURITIES, LTD.
BD
CRD#: 13288
ENGLEWOOD, CO
Past
February 9, 1981 - December 9, 1985
PETRO-LEWIS SECURITIES CORPORATION
BD
CRD#: 5169
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/27/2013)
IAR
Colorado(8/12/2013)
IAR
Illinois(6/29/2023)
RR
Illinois(5/7/2025)
RR
Massachusetts(1/2/2018)
RR
Missouri(4/12/2021)
RR
Texas(9/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
