SG
Sébastien Genest-roy
GIVERNY CAPITAL
Montreal, H2Y 2J7
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CRD#: 7232815
SG
Professional summary
Sébastien Genest-roy is a registered financial advisor currently at GIVERNY CAPITAL .
Sébastien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sébastien has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sébastien Genest-roy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2020 - Present
GIVERNY CAPITAL
Office #1: 759, Square-victoria Street, Suite 105, Montreal, H2Y 2J7RIA
CRD#: 130640
Montreal,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GIVERNY CAPITAL
GIVERNY CAPITAL | GIVERNY CAPITAL INC.
CRD#: 130640 / SEC#: 801-62943
RIA
Registered Investment Advisory firm - (4/6/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/19/2020)
Current Firm
GC
GIVERNY CAPITAL
GIVERNY CAPITAL | GIVERNY CAPITAL INC.
CRD#: 130640 / SEC#: 801-62943
RIA
Registered Investment Advisory firm - (4/6/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
759, Square-victoria Street, Suite 105, Montreal, H2Y 2J7
Mailing Address
Phone number
(514) 842-5589
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,563 |
| AUM (Assets Under Management) | $ 2,465,103,235 |
Red Flags
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