Azul F. Galvez

GALVEZ FINANCIAL LLC

PARRISH, FL 34219

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CRD#: 7232421

Professional summary

Azul Fernando Galvez is a registered financial advisor currently at GALVEZ FINANCIAL LLC located in Parrish, Florida.

Azul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Azul has worked at 4 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors. Investment Related. Tampa, FL 33634. Nature of Business: RIA. Position: Financial Consultant. Start Date: 01/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance. Not Investment Related. Tampa, FL 33634. Fixed Insurance Sales. 01/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. Trinity Wealth Securities, LLC. Investment Related. Tampa, FL 33634. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azul Fernando Galvez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

GALVEZ FINANCIAL LLC

Office #1: 11253 Rolling Fork Trail, Parrish, FL 34219

RIA

CRD#: 334391

PARRISH, FL

Past

August 15, 2024 - October 22, 2024

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348

Tampa, FL

Past

February 21, 2024 - October 22, 2024

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

Tampa, FL

Past

March 10, 2020 - August 1, 2023

HUMAN INTEREST ADVISORS LLC

RIA

CRD#: 269875

San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/15/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/16/2023

Securities Industry Essentials Examination

Current Firm

GALVEZ FINANCIAL LLC

CRD#: 334391 / SEC#:

Florida

Registered Investment Advisory firm - (3/31/2025 Approved)

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Contact information

Main Address

11253 Rolling Fork Trail, Parrish, FL 34219

Mailing Address

Phone number

(415) 385-1484

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Azul F. Galvez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azul Fernando Galvez's CRS (Customer Relationship Summary).

Certified licenses

Experience

GALVEZ FINANCIAL LLC

TRINITY WEALTH SECURITIES, L.L.C.

FLORIDA FINANCIAL ADVISORS, LLC

HUMAN INTEREST ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2023

Series 6TO

Date: 8/15/2024

SIE

Date: 9/16/2023

Current Firm

GALVEZ FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

GALVEZ FINANCIAL LLC

TRUST BUT VERIFY

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