Michael W. Ribant
Professional summary
Michael William Ribant was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Michael had worked at 7 firms, which includes TRINITY CAPITAL, R.S. CONSULTING INC., LEHMAN BROTHERS INC., AMERIPRISE ADVISOR SERVICES INC., XELAN SECURITIES CORPORATION, RIBSON INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1993 - November 24, 1998
TRINITY CAPITAL
September 19, 1991 - February 24, 1999
R.S. CONSULTING, INC.
July 11, 1989 - September 26, 1991
LEHMAN BROTHERS INC.
April 29, 1987 - April 8, 1988
AMERIPRISE ADVISOR SERVICES, INC.
March 24, 1986 - May 1, 1987
XELAN SECURITIES CORPORATION
August 23, 1982 - March 21, 1985
RIBSON INC.
January 19, 1981 - June 21, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationSeries 28
Date: 10/9/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 12/23/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRINITY CAPITAL
CRD#: 30771 / SEC#: , 8-45140
Contact information
Documents
Red Flags
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