Matthew M. Kim

ALLMERITS ASSET

BUENA PARK, CA 90621

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CRD#: 7231967

Professional summary

Matthew Mintae Kim is a registered financial advisor currently at ALLMERITS ASSET, LLC located in Buena Park, California and KAYAN SECURITIES, INC. located in Los Angeles, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Mintae Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2022 - Present

ALLMERITS ASSET, LLC

Office #1: 6281 Beach Blvd. Suite 116, Buena Park, CA 90621

RIA

CRD#: 309523

BUENA PARK, CA

Current

September 24, 2020 - Present

KAYAN SECURITIES, INC.

Office #1: 3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917

CRD#: 156175

Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/30/2020)

IAR

California
(9/1/2022)

Texas
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/18/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ALLMERITS ASSET, LLC

CRD#: 309523 / SEC#:

California

Registered Investment Advisory firm - (8/31/2020 Approved)

Nevada

Registered Investment Advisory firm - (12/3/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (7/27/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6281 Beach Blvd Suite 116, Buena Park, CA 90621

Mailing Address

Phone number

(714) 266-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 18,855,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew M. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Mintae Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLMERITS ASSET, LLC

KAYAN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2022

Series 63

Date: 9/30/2020

Series 7TO

Date: 9/24/2020

SIE

Date: 1/18/2019

FINRA

Current Firm

ALLMERITS ASSET, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLMERITS ASSET, LLC

TRUST BUT VERIFY

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