Peter A. Stoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Stoll was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1981. Peter had worked at 4 firms and has passed the Series 63, Series 4, Series 24, F04 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 1991 - June 28, 1993
CHELSEA STREET SECURITIES, INC.
January 7, 1991 - April 10, 1991
BLUESTONE CAPITAL CORP.
October 5, 1987 - October 5, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 29, 1981 - August 1, 1985
RICHEY, FRANKEL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 12/10/1980
Financial Principal ExaminationCurrent Firm
CHELSEA STREET SECURITIES, INC.
CRD#: 17548 / SEC#: , 8-35384
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
