Louis F. Petrossi
Professional summary
Louis Franklin Petrossi was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Louis had worked at 7 firms, which includes CYPRESS CAPITAL CORPORATION, VSR FINANCIAL SERVICES INC., CETERA WEALTH SERVICES LLC, CARNEGIE SECURITIES CORPORATION, FINANCIAL PLANNERS EQUITY CORPORATION, WZW FINANCIAL SERVICES INC., CROWN SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1992 - September 18, 1992
CYPRESS CAPITAL CORPORATION
December 5, 1988 - May 5, 1992
VSR FINANCIAL SERVICES, INC.
April 27, 1988 - December 13, 1988
CETERA WEALTH SERVICES, LLC
June 12, 1986 - May 20, 1988
CARNEGIE SECURITIES CORPORATION
September 10, 1985 - May 22, 1986
VSR FINANCIAL SERVICES, INC.
December 21, 1984 - September 16, 1985
FINANCIAL PLANNERS EQUITY CORPORATION
May 3, 1982 - April 3, 1985
WZW FINANCIAL SERVICES, INC.
February 2, 1981 - May 17, 1982
CROWN SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CYPRESS CAPITAL CORPORATION
CRD#: 7919 / SEC#: , 8-23784
Contact information
Documents
Red Flags
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