Kevin K. Kennedy

MFG INVESTMENTS

Medford, NJ 08055

CRD#: 7231189

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Professional summary

Kevin Kerwin Kennedy, who also goes by Kevin Kennedy, is a registered financial advisor currently at MFG INVESTMENTS, LLC located in Medford, New Jersey and OSAIC WEALTH, INC. located in Medford, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Kevin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Kerwin Kennedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2023 - Present

MFG INVESTMENTS, LLC

Office #1: 150 Himmelein Road Ste 9, Medford, NJ 08055Office #2: 21 Village Green Dr., Suite 104, Ocean View, DE 19970

RIA

CRD#: 125122

Medford, NJ

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 150 Himmelein Road Suite 9, Medford, NJ 08055Office #2: 21 Village Green Dr Store 104, Ocean View, DE 19970

RIA

CRD#: 23131

MEDFORD, NJ

Past

October 5, 2023 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SAN CLEMENTE, CA

Past

November 5, 2020 - September 18, 2023

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

EL SEGUNDO, CA

Past

May 18, 2020 - September 16, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

MEDFORD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MFG INVESTMENTS, LLC

CRD#: 125122 / SEC#: 801-132877

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/30/2025 Terminated)

Maryland

Registered Investment Advisory firm - (6/12/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (6/3/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/2/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (5/30/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2024)

Delaware
(7/19/2024)

IAR

Delaware
(9/18/2024)

New Jersey
(6/14/2024)

IAR

New Jersey
(9/12/2024)

Pennsylvania
(1/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/18/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/6/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MFG INVESTMENTS, LLC

CRD#: 125122 / SEC#: 801-132877

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Delaware

Registered Investment Advisory firm - (6/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/30/2025 Terminated)

Maryland

Registered Investment Advisory firm - (6/12/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (6/3/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/2/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (5/30/2025 Terminated)

Texas

Registered Investment Advisory firm - (5/30/2025 Terminated)

PREMIUM

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Contact information

Main Address

150 Himmelein Road Ste 9, Medford, NJ 08055

Mailing Address

Phone number

(609) 714-0546

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFG INVESTMENTS ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts	515
AUM (Assets Under Management)	$ 145,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin K. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Kerwin Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

TRITON PACIFIC SECURITIES, LLC

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

MFG INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2020

Series 7TO

Date: 5/18/2020

SIE

Date: 1/6/2020

FINRA

Current Firm

MFG INVESTMENTS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MFG INVESTMENTS, LLC

TRUST BUT VERIFY

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