Kierin A. Jackson-ramos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kierin Alexandra Jackson-ramos, who also goes by Kierin Alexandra Jackson, was a registered financial professional .
Kierin is a previously registered financial professional and started their career in finance in 2020. Kierin had worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2021 - August 26, 2021
BATES SECURITIES, INC.
June 5, 2020 - August 17, 2020
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 6/5/2020
General Securities Representative ExaminationCurrent Firm
BATES SECURITIES, INC.
CRD#: 10759 / SEC#: , 8-29005
Contact information
FINRA licenses (23 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
