Stephen F. Kutlenios

Some features on this profile are disabled

CRD#: 723068

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Francis Kutlenios, CFP® was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1981. Stephen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Insurance Planning

Estate Planning

Education Planning

Tax Planning

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES, NON INVESTMENT RELATED SINCE 2001, $288.00 ANNUAL COMP WWW.ACCFS.COM, CCPS, CERTIFIED COLLEGE FUNDING SPECIALIST, NAME IS ON WEBSITE, NON-INVESTMENT RELATED, STARTED 2002, 0 HRS/MO, 0 HRS/MO/TRADING, NO ANNUAL COMP SAVING FOR COLLEGE.COM, PLANNING FOR COLLEGE, NAME IS ON WEBSITE, NON-INVESTMENT RELATED, STARTED 2010, 0 HR/MO, 0 HR/MO/TRADING, NO ANNUAL COMP

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Past

April 3, 2008 - December 31, 2023

ALLEGHENY INVESTMENTS, LTD.

RIA

CRD#: 7597

PITTSBURGH, PA

Past

July 5, 2005 - December 31, 2023

ALLEGHENY FINANCIAL GROUP LTD

RIA

CRD#: 104690

PITTSBURGH, PA

Past

March 20, 1989 - December 31, 2023

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Past

February 28, 1989 - March 7, 1989

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

Past

September 1, 1988 - March 4, 1989

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

October 21, 1987 - September 2, 1988

COLEMAN FINANCIAL SERVICES, INC.

CRD#: 16293

Past

February 2, 1981 - October 12, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA

Registered Investment Advisory firm - SEC (6/2/2000 Approved)

Terminated by SEC on 03/15/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/29/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/11/1982

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS | ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597 / SEC#: 801-57662, 8-22183

RIA

Registered Investment Advisory firm - SEC (6/2/2000 Approved)

Terminated by SEC on 03/15/2025

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237

Mailing Address

Phone number

(412) 367-3880

Established

Pennsylvania since 09/01/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 AI WRAP PROGRAM BROCHURE (4/1/2025)

2025 AI ADV PART 2 (4/1/2025)

Direct owners and executive officers

Name	Position	CRD#
HAWBAKER, STEPHEN TURNER	CCO	4752583

Regulatory assets under management

Total Number of Accounts	2,990
AUM (Assets Under Management)	$ 633,814,776

Disclosures

Regulatory Event	3
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2025	Cover Page	Report
10/22/2024	Cover Page	Report
08/11/2023	Cover Page	Report
10/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen F. Kutlenios

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLEGHENY FINANCIAL GROUP LTD

ALLEGHENY INVESTMENTS, LTD.

ALLEGHENY INVESTMENTS, LTD.

KEOGLER, MORGAN & COMPANY, INC.

COLEMAN FINANCIAL SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLEGHENY INVESTMENTS, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1994

Series 63

Date: 2/26/1981

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Series 6

Date: 1/29/1981

Series 24

Date: 7/13/1988

Series 26

Date: 2/11/1982

Current Firm

ALLEGHENY INVESTMENTS, LTD.

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ALLEGHENY INVESTMENTS, LTD.

TRUST BUT VERIFY

Contact information

Similar Advisors