Charles C. Foight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Curtis Foight III, who also goes by Charles C Foight III, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - April 20, 2023
EAGLE STRATEGIES LLC
November 1, 2012 - April 20, 2023
NYLIFE SECURITIES LLC
January 1, 2004 - October 23, 2012
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - October 23, 2012
PNC WEALTH MANAGEMENT LLC
June 3, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 12, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
October 22, 1999 - July 2, 2002
NEW ENGLAND SECURITIES
January 22, 1982 - November 24, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 22, 1982 - November 24, 1999
EQUITABLE ADVISORS, LLC
February 2, 1981 - July 12, 1984
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
