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LS

Linda Schluchter

Some features on this profile are disabled
CRD#: 723056
LS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Schluchter, who also goes by Linda Ruth Gresham, Linda R Mcdaniel, Linda Mcdaniel Schluchter, Linda R Schluchter, Linda Ruth Schluchter, was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1981. Linda had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Linda Ruth Gresham | Linda R Mcdaniel | Linda Mcdaniel Schluchter | Linda R Schluchter | Linda Ruth Schluchter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 26, 2019 - September 13, 2022

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
Oklahoma City, OK
Past

August 26, 2019 - September 13, 2022

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
Oklahoma City, OK
Past

October 2, 2018 - September 3, 2019

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
OKLAHOMA CITY, OK
Past

September 25, 2018 - September 3, 2019

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
OKLAHOMA CITY, OK
Past

May 16, 2017 - September 26, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Nashville, TN
Past

May 12, 2017 - September 26, 2018

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Nashville, TN
Past

December 16, 2014 - May 13, 2015

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
BROKEN BOW, OK
Past

December 16, 2014 - May 13, 2015

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
YUKON, OK
Past

May 25, 2005 - September 8, 2014

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
SILOAM SPRINGS, AR
Past

May 25, 2005 - September 8, 2014

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
SILOAM SPRINGS, AR
Past

May 13, 2004 - February 28, 2005

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
TULSA, OK
Past

March 24, 2004 - February 28, 2005

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

November 24, 1999 - September 8, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
OKLAHOMA CITY, OK
Past

September 8, 1999 - September 8, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 18, 1999 - August 27, 1999

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

March 3, 1998 - January 6, 1999

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 13, 1993 - December 23, 1997

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

April 20, 1990 - January 14, 1991

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

January 9, 1984 - May 19, 1988

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
Past

January 19, 1981 - November 28, 1983

FITZGERALD, DEARMAN & ROBERTS, INC.

BD
CRD#: 317

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CUSO FINANCIAL SERVICES, L.P.
CUSO FINANCIAL SERVICES | CUSO FINANCIAL SERVICES, LTD. | CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132 / SEC#: 801-60300, 8-49711

RIA
Registered Investment Advisory firm - SEC (5/31/2001 Approved)
Alaska
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
California
Registered Investment Advisory firm - SEC (5/31/2001 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/8/2001 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/2/2001 Terminated)
Maryland
Registered Investment Advisory firm - SEC (6/11/2001 Terminated)
Michigan
Registered Investment Advisory firm - SEC (12/4/2001 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (5/31/2001 Terminated)
Nevada
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (10/12/2006 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (7/6/2001 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/12/2001 Terminated)
Virginia
Registered Investment Advisory firm - SEC (6/7/2001 Terminated)
Washington
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/16/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/20/2004
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CF
CUSO FINANCIAL SERVICES, L.P.
CUSO FINANCIAL SERVICES | CUSO FINANCIAL SERVICES, LTD. | CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132 / SEC#: 801-60300, 8-49711

RIA
Registered Investment Advisory firm - SEC (5/31/2001 Approved)
Alaska
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
California
Registered Investment Advisory firm - SEC (5/31/2001 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Indiana
Registered Investment Advisory firm - SEC (11/8/2001 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (10/2/2001 Terminated)
Maryland
Registered Investment Advisory firm - SEC (6/11/2001 Terminated)
Michigan
Registered Investment Advisory firm - SEC (12/4/2001 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (5/31/2001 Terminated)
Nevada
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (10/12/2006 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (7/6/2001 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/12/2001 Terminated)
Virginia
Registered Investment Advisory firm - SEC (6/7/2001 Terminated)
Washington
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (6/6/2001 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
10150 Meanley Drive 1st Floor 1st Floor, San Diego, CA, 92131
Mailing Address
10150 Meanley Drive 1st Floor, San Diego, CA, 92131
Phone number
(858) 530-4400
Established
California since 11/07/1996
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
791

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CUSO FINANCIAL WRAP FEE PROGRAM BROCHURE MARCH 2025 (3/28/2025)
CFS FORM ADV PART 2A BROCHURE MARCH 2025 (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
AWS 3, INC.LIMITED PARTNER
AWS 1, LLCGENERAL PARTNER
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
MADURSKI, ANGELA JILLFINOP
SIMONSON, MARY KATHRYNADVISORY CHIEF COMPLIANCE OFFICER1297398
SIMONSON, MARY KATHRYNCHIEF COMPLIANCE OFFICER1297398

Regulatory assets under management

Total Number of Accounts29,354
AUM (Assets Under Management)$ 5,378,345,125

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/27/2024
Cover Page
Report
01/10/2024
Cover Page
Report
12/14/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

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