Linda Schluchter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Schluchter, who also goes by Linda Ruth Gresham, Linda R Mcdaniel, Linda Mcdaniel Schluchter, Linda R Schluchter, Linda Ruth Schluchter, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1981. Linda had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2019 - September 13, 2022
CUSO FINANCIAL SERVICES, L.P.
August 26, 2019 - September 13, 2022
CUSO FINANCIAL SERVICES, L.P.
October 2, 2018 - September 3, 2019
PRINCIPAL SECURITIES, INC.
September 25, 2018 - September 3, 2019
PRINCIPAL SECURITIES, INC.
May 16, 2017 - September 26, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
May 12, 2017 - September 26, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
December 16, 2014 - May 13, 2015
AVANTAX ADVISORY SERVICES
December 16, 2014 - May 13, 2015
AVANTAX INVESTMENT SERVICES, INC.
May 25, 2005 - September 8, 2014
ARVEST WEALTH MANAGEMENT
May 25, 2005 - September 8, 2014
ARVEST WEALTH MANAGEMENT
May 13, 2004 - February 28, 2005
PRUCO SECURITIES, LLC.
March 24, 2004 - February 28, 2005
PRUCO SECURITIES, LLC.
November 24, 1999 - September 8, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1999 - September 8, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 1999 - August 27, 1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 3, 1998 - January 6, 1999
BANC ONE SECURITIES CORPORATION
January 13, 1993 - December 23, 1997
AVANTAX INVESTMENT SERVICES, INC.
April 20, 1990 - January 14, 1991
CETERA WEALTH SERVICES, LLC
January 9, 1984 - May 19, 1988
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 19, 1981 - November 28, 1983
FITZGERALD, DEARMAN & ROBERTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSO FINANCIAL SERVICES, L.P.
CRD#: 42132 / SEC#: 801-60300, 8-49711
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,354 |
| AUM (Assets Under Management) | $ 5,378,345,125 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
