Lorenzo M. Luciano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorenzo Mario Luciano, who also goes by Lorenzo Luciano, was a registered financial professional .
Lorenzo is a previously registered financial professional and started their career in finance in 2021. Lorenzo had worked at 2 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2023 - May 7, 2025
MCAP LLC
July 1, 2021 - August 10, 2021
EQUITABLE ADVISORS, LLC
April 20, 2021 - August 10, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 12/22/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 5/12/2023
Operations Professional ExaminationSeries 7TO
Date: 4/20/2021
General Securities Representative ExaminationCurrent Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
