DP
Drew Poshard
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CRD#: 7230365
DP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Poshard was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 2020. Drew had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DREW POSHARD CONSULTING, LLC POSITION: Manager, Owner NATURE: Note this is a pass through LLC registered in the state of Alabama, currently operated as a resident of the state of Illinois. The focus is providing services of a Consulting Engineer primarily in the Steel Industry. Strategic advice is also given on asset utilization and re-application, and, to these ends, Process Engineering expertise. It is customary to conduct walk-through employee interviews and as well as equipment inspections and thus provide numerous conceptual improvements. Capacities include organizational, operational, business, markets, products, and end customer advice and customer relationship management. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2014 ADDRESS: 421 N Pennsylvania Ave, Morton IL 61550, United States DESCRIPTION: Aside from conducting Consulting Advice, the general management, administration, and tracking of the business activity. Includes the hiring of external service resources as needed per the task. PINE HOLDINGS, LLC POSITION: Manager, Owner NATURE: Rental Real Estate. Investment Property located in Davenport, IA consisting of 30 doors of which 20 are townhomes and 10 are apartments. This is apass-through LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2019 ADDRESS: 421 N Pennsylvania Ave, Morton IL 61550, United States DESCRIPTION: Hire management service as leasing agent to coordinate tenants and maintenance. POMC PARTNERS, LLC POSITION: Manager NATURE: Rental Real Estate. Partnership LLC pertaining to one duplex located in Morton, IL. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2016 ADDRESS: 421 N Pennsylvania Ave, Morton IL 61550, United States DESCRIPTION: Property Management, filings, etc. Currently there are no plans to purchase additional properties. RENTAL REAL ESTATE POSITION: Owner NATURE: Several individual investment (rentals) properties that are not enclosed within the veil of an LLC. Addresses of included properties:35580 State Hwy 225Bay Minette, AL 36527200 E 9th AveColona, IL2214 - 2216 7th AveMoline, IL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/1996 ADDRESS: 421 N Pennsylvania Ave, Morton IL 61550, United States DESCRIPTION: Rental Management with the exception of Alabama property which is professionally managed. THE DEANNA POSHARD IRREVOCABLE TRUST POSITION: Trustee NATURE: The Trust was seeded with a duplex located at 451 - 453 E Fernwood St, Morton, IL 61550 on October 8, 2017. While the Trust contains the duplex, all income is attributed to Deanna Poshard's tax ID (SSN). There is no separate entity tax ID and thus all rental income and expenses go to Deanna Poshard's Tax Return. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2017 ADDRESS: 421 N Pennsylvania Ave, Morton IL 61550, United States DESCRIPTION: I perform the role of Trustee, which includes acting as leasing agent and taking an phone calls regarding any premises maintenance issues. Tenants are responsible for mowing and snow removal.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 9, 2020 - April 22, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Morton, IL
Past
June 22, 2020 - April 22, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Morton, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
