Geoffrey H. Hardaway
Professional summary
Geoffrey Hunt Hardaway, who also goes by Geoffrey Hardaway, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Newton, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Geoffrey has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Hunt Hardaway's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2024 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Office #2: 200 Berkeley Street, Boston, MA 02116June 6, 2024 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116April 15, 2021 - February 29, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 28, 2020 - February 29, 2024
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
(6/6/2024)
(6/18/2024)
(10/29/2025)
(10/29/2025)
Exams
Series 7TO
Date: 5/27/2020
General Securities Representative ExaminationFINRA
Current Firm
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
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