AP
Avery Peterson
KRAKEN SECURITIES
FORT LAUDERDALE, FL 33301-2299
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CRD#: 7230138
AP
Professional summary
Avery Peterson, who also goes by Avery Francis Peterson, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida.
Avery is registered as a RR (Registered Representative) and started their career in finance in 2020. Avery has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Avery Francis Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Avery Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2025 - Present
KRAKEN SECURITIES
Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299BD
CRD#: 324343
FORT LAUDERDALE, FL
Past
December 20, 2023 - August 23, 2024
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Denver, CO
Past
March 16, 2021 - April 18, 2022
ROBINHOOD FINANCIAL, LLC
BD
CRD#: 165998
Denver, CO
Past
June 17, 2020 - February 9, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2025)
RR
Alaska(4/1/2025)
RR
Arizona(4/25/2025)
RR
Arkansas(4/25/2025)
RR
California(4/1/2025)
RR
Colorado(4/1/2025)
RR
Connecticut(4/1/2025)
RR
Delaware(4/1/2025)
RR
District of Columbia(4/1/2025)
RR
Florida(4/1/2025)
RR
Georgia(4/1/2025)
RR
Hawaii(4/25/2025)
RR
Idaho(4/1/2025)
RR
Illinois(5/12/2025)
RR
Indiana(4/1/2025)
RR
Iowa(4/1/2025)
RR
Kansas(4/1/2025)
RR
Kentucky(4/1/2025)
RR
Louisiana(4/1/2025)
RR
Maine(4/1/2025)
RR
Maryland(4/1/2025)
RR
Massachusetts(4/1/2025)
RR
Michigan(4/1/2025)
RR
Minnesota(4/1/2025)
RR
Mississippi(4/1/2025)
RR
Missouri(4/1/2025)
RR
Montana(4/25/2025)
RR
Nebraska(4/1/2025)
RR
Nevada(4/1/2025)
RR
New Hampshire(4/1/2025)
RR
New Jersey(4/1/2025)
RR
New Mexico(4/25/2025)
RR
New York(4/1/2025)
RR
North Carolina(4/1/2025)
RR
North Dakota(4/1/2025)
RR
Ohio(4/2/2025)
RR
Oklahoma(4/1/2025)
RR
Oregon(4/1/2025)
RR
Pennsylvania(4/1/2025)
RR
Puerto Rico(4/1/2025)
RR
Rhode Island(4/1/2025)
RR
South Carolina(4/1/2025)
RR
South Dakota(4/1/2025)
RR
Tennessee(4/28/2025)
RR
Texas(4/25/2025)
RR
Utah(4/1/2025)
RR
Vermont(4/1/2025)
RR
Virgin Islands(4/23/2025)
RR
Virginia(4/1/2025)
RR
Washington(4/1/2025)
RR
West Virginia(4/2/2025)
RR
Wisconsin(4/1/2025)
RR
Wyoming(4/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 4/25/2025
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 6/16/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KS
KRAKEN SECURITIES
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC
CRD#: 324343 / SEC#: , 8-71030
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Phone number
(888) 837-8818
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
KRAKEN SECURITIES
CRD#: 324343Fort Lauderdale, FL 33301-2299TRUST BUT VERIFY
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