Kathleen M. Valleau
SHANKERVALLEAU WEALTH ADVISORS
Skokie, IL 60077
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CRD#: 7230032
Professional summary
Kathleen Marie Valleau, CFP® is a registered financial advisor currently at SHANKERVALLEAU WEALTH ADVISORS, INC. located in Skokie, Illinois.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kathleen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ShankerValleau Accountants, Inc. - Accounting firm - Not investment-related - 5215 Old Orchard Road Ste 850, Skokie IL 60077 - Position: Accountant - Start Date: 4/2019 - Devotes a portion of her time per month - Duties: Tax preparation assistance The Kaufherr Resource Center, Board member - Not investment-related - 1 East Erie St Ste 660, Chicago IL 60611 - Start Date: 11/2021 - Devotes a portion of her time throughout the year
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Marie Valleau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 13, 2020 - Present
SHANKERVALLEAU WEALTH ADVISORS, INC.
Office #1: 5215 Old Orchard Road Suite 850, Skokie, IL 60077RIA
CRD#: 117527
Skokie, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SHANKERVALLEAU WEALTH ADVISORS, INC.
SHANKER AND VALLEAU, INC. | SHANKERVALLEAU WEALTH ADVISORS, INC. | SHANKERVALLEAU INVESTMENT ADVISORS, INC.
CRD#: 117527 / SEC#: 801-62920
RIA
Registered Investment Advisory firm - (3/26/2004 Approved)Illinois
Registered Investment Advisory firm - (3/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/13/2020)
Current Firm
SHANKERVALLEAU WEALTH ADVISORS, INC.
SHANKER AND VALLEAU, INC. | SHANKERVALLEAU WEALTH ADVISORS, INC. | SHANKERVALLEAU INVESTMENT ADVISORS, INC.
CRD#: 117527 / SEC#: 801-62920
RIA
Registered Investment Advisory firm - (3/26/2004 Approved)Illinois
Registered Investment Advisory firm - (3/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5215 Old Orchard Road Suite 850, Skokie, IL 60077
Mailing Address
Phone number
(847) 475-2900
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 649 |
| AUM (Assets Under Management) | $ 549,903,956 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
