Harley P. Evans

SUCCESSFUL PORTFOLIOS LLC

Clearwater, FL 33756

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CRD#: 722995

Professional summary

Harley Parker Evans III, CFP®, who also goes by H. Parker Evans, Harley Parker Evans, III Harley Parker Evans, Harley Parker Evans III, is a registered financial advisor currently at SUCCESSFUL PORTFOLIOS LLC located in Clearwater, Florida.

Harley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Harley has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H. Parker Evans | Harley Parker Evans | Iii Harley Parker Evans | Harley Parker Evans Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harley Parker Evans III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

February 22, 2010 - Present

SUCCESSFUL PORTFOLIOS LLC

Office #1: 611 Druid Road East Suite 407, Clearwater, FL 33756

RIA

CRD#: 152429

Clearwater, FL

Past

February 6, 2007 - April 22, 2008

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CLEARWATER, FL

Past

January 31, 2005 - April 22, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CLEARWATER, FL

Past

November 26, 2002 - February 10, 2003

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 5, 2001 - November 29, 2002

BNY MELLON SECURITIES LLC

CRD#: 47268

JERSEY CITY, NJ

Past

April 20, 2001 - December 5, 2001

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

December 2, 1998 - April 25, 2001

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

July 7, 1995 - December 9, 1998

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

April 12, 1993 - July 13, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 8, 1987 - April 20, 1993

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 5, 1984 - July 31, 1987

DIS-COM SECURITIES, INC.

CRD#: 6928

Past

August 2, 1982 - February 15, 1983

RICHARDSON GREENSHIELDS SECURITIES INC.

CRD#: 3178

Past

November 7, 1980 - April 21, 1987

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUCCESSFUL PORTFOLIOS LLC

BARRETT EVANS ADVISORS LLC | SUCCESSFUL PORTFOLIOS LLC

CRD#: 152429 / SEC#: 801-80702

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Florida

Registered Investment Advisory firm - (1/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 3/17/1988

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/7/1987

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1982

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/2/1981

Registered Options Principal Examination

Current Firm

SUCCESSFUL PORTFOLIOS LLC

BARRETT EVANS ADVISORS LLC | SUCCESSFUL PORTFOLIOS LLC

CRD#: 152429 / SEC#: 801-80702

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Florida

Registered Investment Advisory firm - (1/2/2015 Terminated)

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Contact information

Main Address

611 Druid Road East Suite 407, Clearwater, FL 33756

Mailing Address

Phone number

(727) 744-3614

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUCCESSFUL PORTFOLIOS LLC FORM ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	565
AUM (Assets Under Management)	$ 242,679,271

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/22/2025	Cover Page	Report
01/02/2025	Cover Page	Report
10/30/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harley P. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harley Parker Evans III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

INVEST FINANCIAL CORPORATION

BNY MELLON SECURITIES LLC

CONSECO SECURITIES, INC.

INVEST FINANCIAL CORPORATION

BROOKSTREET SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

FIRST UNION BROKERAGE SERVICES, INC.

DIS-COM SECURITIES, INC.

RICHARDSON GREENSHIELDS SECURITIES INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

Primary Firm SEC Registration

SUCCESSFUL PORTFOLIOS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/1999

Series 63

Date: 7/19/1993

Series 7

Date: 1/17/1981

Series 27

Date: 3/17/1988

Series 53

Date: 12/7/1987

Series 24

Date: 3/8/1982

Series 4

Date: 4/2/1981

Current Firm

SUCCESSFUL PORTFOLIOS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SUCCESSFUL PORTFOLIOS LLC

TRUST BUT VERIFY

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