Lawrence P. Littlewood

BFC PLANNING

CEDAR RAPIDS, IA 52402

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CRD#: 722974

Professional summary

Lawrence Prescott Littlewood is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Lawrence has worked at 7 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Prescott Littlewood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Past

July 20, 2016 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

MATTESON, IL

Past

February 8, 2016 - May 10, 2016

MOLONEY SECURITIES CO., INC.

RIA

CRD#: 38535

Matteson, IL

Past

August 31, 2011 - December 31, 2015

LITTLEWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 157584

MATTESON, IL

Past

March 3, 2011 - October 1, 2013

MOLONEY SECURITIES CO., INC.

CRD#: 38535

FLOSSMOOR, IL

Past

May 25, 2001 - November 28, 2011

L.P. LITTLEWOOD AND ASSOCIATES, INC.

RIA

CRD#: 14083

FLOSSMOOR, IL

Past

October 21, 1983 - July 2, 1984

FSC SECURITIES CORPORATION

CRD#: 7461

Past

September 20, 1983 - January 3, 2012

L.P. LITTLEWOOD AND ASSOCIATES, INC.

CRD#: 14083

FLOSSMOOR, IL

Past

January 19, 1981 - January 23, 1984

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/12/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/24/1984

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1983

General Securities Principal Examination

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Lawrence P. Littlewood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Prescott Littlewood's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

LITTLEWOOD FINANCIAL SERVICES, INC.

MOLONEY SECURITIES CO., INC.

L.P. LITTLEWOOD AND ASSOCIATES, INC.

FSC SECURITIES CORPORATION

L.P. LITTLEWOOD AND ASSOCIATES, INC.

ENTERPRISE FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/1981

Series 7

Date: 1/17/1981

Series 53

Date: 2/24/1984

Series 24

Date: 6/23/1983

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

Contact information

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