Eugene Y. Chow

PARAGON ASSET MANAGEMENT

Orinda, CA 94563

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CRD#: 722969

Professional summary

Eugene Yung Ching Chow, who also goes by Eugene Y Chow, is a registered financial advisor currently at PARAGON ASSET MANAGEMENT INC. located in Orinda, California.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Eugene has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Y Chow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The other business is computer consulting DBA as Chow Consulting. The service includes investment portfolio accounting and performance calculations. The address of the business is 38 Calvin Dr., Orinda, CA. I am the sole proprietor of this business. The business started in 2011 and takes less than 10 hours per month of my time all during non-trading hours. Non-Invested related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Yung Ching Chow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2013 - Present

PARAGON ASSET MANAGEMENT INC.

Office #1: 15 Altarinda Road, Suite 205, Orinda, CA 94563

RIA

CRD#: 107863

Orinda, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARAGON ASSET MANAGEMENT INC.

CRD#: 107863 / SEC#: 801-131994

RIA

Registered Investment Advisory firm - (2/18/2025 Approved)

California

Registered Investment Advisory firm - (3/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PARAGON ASSET MANAGEMENT INC.

CRD#: 107863 / SEC#: 801-131994

RIA

Registered Investment Advisory firm - (2/18/2025 Approved)

California

Registered Investment Advisory firm - (3/21/2025 Terminated)

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Contact information

Main Address

15 Altarinda Road, Suite 205, Orinda, CA 94563

Mailing Address

Phone number

(510) 550-7288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (1/17/2025)

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 110,730,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eugene Y. Chow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Yung Ching Chow's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARAGON ASSET MANAGEMENT INC.

Primary Firm SEC Registration

PARAGON ASSET MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Current Firm

PARAGON ASSET MANAGEMENT INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARAGON ASSET MANAGEMENT INC.

TRUST BUT VERIFY

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