Scott H. Cummings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Hershey Cummings was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1981. Scott had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2010 - June 24, 2010
GLOBAL HUNTER SECURITIES, LLC
January 8, 1999 - December 31, 2024
AGILE ASSET MANAGEMENT
February 13, 1998 - September 15, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
January 21, 1996 - February 3, 1998
CANACCORD GENUITY LLC
November 29, 1989 - July 11, 1995
VOLPE BROWN WHELAN & COMPANY, LLC
January 19, 1981 - November 6, 1989
ROBERTSON, STEPHENS & COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 3/14/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GLOBAL HUNTER SECURITIES, LLC
CRD#: 123003 / SEC#: , 8-65552
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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