KC
Kevin P. Crandell
RUBICON ADVISORS
Redding, CA 96003
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CRD#: 7229328
KC
Professional summary
Kevin Paul Crandell, who also goes by Kevin Crandell, Kevin Paul Crandell, is a registered financial advisor currently at RUBICON ADVISORS located in Redding, California and LPL FINANCIAL LLC located in Redding, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Kevin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Crandell | Kevin Paul Crandell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/20/2024 - RUBICON ADVISORS - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/20/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 2. 06/25/2024 - RUBICON ADVISORS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 6/20/2024 - 160 Hrs/Mo; 6 Hrs During Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/09/2025 - North State Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - Redding, CA - Start Date:12/09/2024 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 01/03/2025 - North State Wealth Management - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Redding, CA - Start Date:12/09/2024 - 40 Hrs/Mth - 40 Hrs During Trading. 5) 05/16/2025 - Upward Junk Removal - Inv. Related - Other - Business Owner - Home Based - Start Date:05/13/2025 - 40 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Paul Crandell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
RUBICON ADVISORS
Office #1: 1380 Hilltop Dr., Redding, CA 96003RIA
CRD#: 174447
Redding, CA
Current
June 20, 2024 - Present
LPL FINANCIAL LLC
Office #1: 1640 E Cypress Avenue, Redding, CA 96002Office #2: 1380 Hilltop Dr, Redding, CA 96003RIA
BD
CRD#: 6413
Redding, CA
Past
March 24, 2023 - May 28, 2024
BRIGHT LAKE WEALTH MANAGEMENT, LLC
RIA
CRD#: 323513
REDDING, CA
Past
March 14, 2022 - March 15, 2023
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ROSEVILLE, CA
Past
March 14, 2022 - March 15, 2023
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ROSEVILLE, CA
Past
June 17, 2020 - January 27, 2022
EDWARD JONES
RIA
CRD#: 250
REDDING, CA
Past
May 19, 2020 - January 27, 2022
EDWARD JONES
BD
CRD#: 250
REDDING, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/20/2024)
IAR
California(6/21/2024)
RR
Massachusetts(6/16/2025)
RR
Texas(6/16/2025)
IAR
Texas(10/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1640 East Cypress Suite A, Redding, CA 96002
Mailing Address
Phone number
(530) 223-5357
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 340,182,241 |
Red Flags
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Company Information
RUBICON ADVISORS
CRD#: 174447Redding, CA 96003TRUST BUT VERIFY
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