Walter F. Grenda
Professional summary
Walter Francis Grenda JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Walter is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Walter had worked at 9 firms, which includes NEWEDGE SECURITIES LLC, WALL STREET FINANCIAL GROUP INC., SECURITIES AMERICA INC., OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, WESTMORELAND CAPITAL CORPORATION, APPLE FINANCIAL CORPORATION, MORGAN STANLEY DW INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2011 - July 25, 2013
NEWEDGE SECURITIES, LLC
March 1, 2007 - March 10, 2011
WALL STREET FINANCIAL GROUP, INC.
October 11, 2006 - March 10, 2011
WALL STREET FINANCIAL GROUP, INC.
March 8, 1990 - September 14, 2006
SECURITIES AMERICA, INC.
November 19, 1989 - March 15, 1990
OSAIC WEALTH, INC.
December 17, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 16, 1985 - December 23, 1986
WESTMORELAND CAPITAL CORPORATION
December 19, 1983 - May 1, 1985
APPLE FINANCIAL CORPORATION
March 4, 1983 - January 30, 1984
MORGAN STANLEY DW INC.
January 19, 1981 - November 9, 1982
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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