Phillip T. Do

Some features on this profile are disabled

CRD#: 7229040

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Thomas Do, AIF® was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 2022. Phillip had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

January 26, 2022 - March 25, 2026

FINANCIAL ADVISORS NETWORK, INC.

RIA

CRD#: 152083

TUSTIN, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL ADVISORS NETWORK, INC.

FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.

CRD#: 152083 / SEC#: 801-74613

RIA

Registered Investment Advisory firm - (3/28/2012 Approved)

California

Registered Investment Advisory firm - (4/9/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2022

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL ADVISORS NETWORK, INC.

FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.

CRD#: 152083 / SEC#: 801-74613

RIA

Registered Investment Advisory firm - (3/28/2012 Approved)

California

Registered Investment Advisory firm - (4/9/2012 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1432 Edinger Avenue Suite 200, Tustin, CA 92780

Mailing Address

Phone number

(714) 597-6510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAN - FORM ADV PART 2A - APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (3/27/2025)

FAN - FORM ADV PART 2A - FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,984
AUM (Assets Under Management)	$ 954,048,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Phillip T. Do

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FINANCIAL ADVISORS NETWORK, INC.

Primary Firm SEC Registration

FINANCIAL ADVISORS NETWORK, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2022

Current Firm

FINANCIAL ADVISORS NETWORK, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ADVISORS NETWORK, INC.

TRUST BUT VERIFY

Similar Advisors