Frederic B. Armold
Professional summary
Frederic Blaine Armold, who also goes by Fred Armold, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Ashland, Oregon.
Frederic is registered as a RR (Registered Representative) and started their career in finance in 1971. Frederic has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederic Blaine Armold's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2014 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
May 8, 2013 - September 22, 2014
QUESTAR CAPITAL CORPORATION
February 25, 2010 - May 3, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
July 3, 2008 - December 15, 2009
G.F. INVESTMENT SERVICES, LLC
August 31, 2005 - November 8, 2006
AMERITAS INVESTMENT COMPANY, LLC
May 7, 2004 - April 22, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 31, 2002 - October 9, 2002
AMERITAS INVESTMENT COMPANY, LLC
February 28, 1984 - May 9, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
July 20, 1977 - March 16, 1984
SENTRY EQUITY SERVICES, INC.
October 21, 1975 - August 21, 1977
PRINCIPAL SECURITIES, INC.
January 24, 1973 - September 25, 1975
LAMSON BROS. & CO.
September 10, 1971 - February 18, 1973
TOWER SQUARE SECURITIES, INC.
September 10, 1971 - February 18, 1973
THE TRAVELERS INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2014)
(11/10/2020)
(10/9/2014)
(1/9/2018)
(4/4/2017)
(12/18/2015)
(11/30/2017)
(6/4/2021)
(7/29/2019)
(9/8/2015)
(1/15/2020)
(9/25/2020)
(8/19/2015)
(9/16/2014)
(3/7/2024)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/1/1971
Registered Representative ExaminationFINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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