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ED

Ezra N. Doty

TITAN GLOBAL TECHNOLOGIES LLC
NEW YORK, NY 10012
Some features on this profile are disabled
CRD#: 7228990
ED

Professional summary

Ezra Nicholas Doty, who also goes by Nic Doty, is a registered financial professional currently at TITAN GLOBAL TECHNOLOGIES LLC located in New York, New York.

Ezra is registered as a RR (Registered Representative) and started their career in finance in 2020. Ezra has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nic Doty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ezra Nicholas Doty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2022 - Present

TITAN GLOBAL TECHNOLOGIES LLC

Office #1: 508 Laguardia Pl Fl 3, New York, NY 10012
BD
CRD#: 312379
NEW YORK, NY
Past

January 5, 2021 - November 8, 2021

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Tempe, AZ
Past

July 13, 2020 - December 16, 2020

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/29/2022)
RR
Connecticut
(8/11/2025)
RR
New York
(4/29/2022)
RR
Oregon
(4/29/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/5/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/4/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TG
TITAN GLOBAL TECHNOLOGIES LLC
TITAN GLOBAL TECHNOLOGIES LLC

CRD#: 312379 / SEC#: , 8-70650

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
508 Laguardia Pl Fl 3, New York, NY 10012
Mailing Address
508 Laguardia Pl Fl 3, New York, NY 10012
Phone number
(973) 490-4042
Established
Delaware since 12/28/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TITAN GLOBAL CAPITAL MANAGEMENT, INC.SOLE MEMBER
JAIN, ANUSHREE RAJENDRACEO6818351
KLEINER, GABRIEL KRISTIENCHIEF COMPLIANCE OFFICER6444978
MEGENITY, BRIAN MCDONALDFINOP, CFO AND POO2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITAN GLOBAL TECHNOLOGIES LLC

CRD#: 312379New York, NY 10012

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