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CB

Christopher P. Bruce

PHOENIX IB
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7228948
CB

Professional summary

Christopher Paul Bruce Esq., who also goes by Christopher Bruce, is a registered financial professional currently at PHOENIX IB located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2020. Christopher has worked at 2 firms and has passed the SIE and Series 7TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Bruce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paul Bruce Esq.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2025 - Present

PHOENIX IB

Office #1: 200 W. Madison, Suite 1020, Chicago, IL 60606
BD
CRD#: 132710
Chicago, IL
Past

June 26, 2020 - March 3, 2025

OCEAN TOMO INVESTMENT GROUP, LLC

BD
CRD#: 172912
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/26/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/19/2020
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PI
PHOENIX IB
OCEAN TOMO INVESTMENTS | PM SECURITIES, LLC DBA PHOENIX CAPITAL RESOURCES | PM SECURITIES, LLC | PHOENIX IB | PHOENIX CAPITAL RESOURCES

CRD#: 132710 / SEC#: , 8-66628

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
110 Commons Court, Chadds Ford, PA 19317
Mailing Address
110 Commons Court, Chadds Ford, PA 19317
Phone number
(610) 358-4700
Established
Delaware since 07/07/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PHOENIX CAPITAL RESOURCES, LLCMEMBER
KARBINER, MARK ALANPRESIDENT4233458
SPINDEL, HOWARDCCO708042
SUTTERS, MICHAEL KEITHFINANCIAL OPERATIONS PRINCIPAL6972896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

PHOENIX IB

CRD#: 132710Chicago, IL 60606

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