Randall R. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Richard Cooper, CFP® was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1981. Randall had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2003 - September 6, 2023
LIFE TRANSITION PLANNING
January 6, 2003 - February 18, 2003
AMSOUTH INVESTMENT SERVICES, INC.
May 11, 2001 - February 18, 2003
AMSOUTH INVESTMENT SERVICES, INC.
June 6, 1995 - March 7, 2001
INVEST FINANCIAL CORPORATION
July 7, 1986 - May 4, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 7, 1986 - May 4, 1995
EQUITABLE ADVISORS, LLC
March 19, 1986 - September 16, 1986
NEW ENGLAND SECURITIES
January 19, 1981 - October 3, 1985
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIFE TRANSITION PLANNING
CRD#: 126229 / SEC#:
Contact information
Red Flags
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