Jed E. Bandes
MUTUAL TRUST ASSET MGMT.
St Petersburg, FL
Some features on this profile are disabled
CRD#: 722806
Professional summary
Jed E Bandes, CFP® is a registered financial advisor currently at MUTUAL TRUST ASSET MGMT., INC. located in St Petersburg, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida.
Jed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Jed has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM ALSO OWNER AND PRINCIPAL OF MUTUAL TRUST ASSET MANAGEMENT INC. MUTUAL TRUST ASSET MANAGEMENT INC. DTD 3/9/1989 LOCATED 2963 GULF TO BAY BLVD STE 330 CLEARWATER FL 33759 IS REGISTERED WITH THE STATE OF FLORIDA AS A REGISTERED INVESTMENT ADVISOR.10 HOURS PER WEEK IS DEVOTED TO THIS BUSINESS. I AM DIRECTOR OF PRINCIPAL DERIVATIVES, LLC. DTD 9/8/04 546 16th AVE NE, ST. PETERSBURG,FL 34704 NON-INVESTMENT RELATED 1HR DEVOTED TO THIS BUSINESS PER MONTH
PRESIDENT, MUTUAL TRUST FINANCIAL SERVICES, DTD 9/3/99 NON-INVESTMENT RELATED SELLS FIXED LIFE AND ANNUITIES. LOCATED 546 16th AVE NE, ST, PETERSBURG, FL 34704, 1 HR PER MONTH DEVOTED TO THIS BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Jed E Bandes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
September 9, 2002 - Present
MUTUAL TRUST ASSET MGMT., INC.
RIA
CRD#: 121364
St Petersburg, FL
Current
October 1, 2024 - Present
CALTON & ASSOCIATES, INC.
Office #1: 2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607RIA
BD
CRD#: 20999
TAMPA, FL
Past
September 9, 2002 - December 31, 2010
MUTUAL TRUST ASSET MGMT., INC.
RIA
CRD#: 121364
CLEARWATER, FL
Past
February 21, 1986 - December 20, 2024
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
BD
CRD#: 8494
St. Petersburg, FL
Past
April 18, 1985 - February 19, 1986
EMMETT A LARKIN COMPANY, INC.
BD
CRD#: 6625
Past
September 28, 1984 - April 19, 1985
MERRICO INVESTMENTS CORPORATION
BD
CRD#: 8462
Past
April 20, 1982 - April 10, 1984
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
January 19, 1981 - May 4, 1982
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.
CRD#: 121364 / SEC#: 801-111062
RIA
Registered Investment Advisory firm - (8/29/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/1/2024)
IAR
Florida(9/9/2002)
RR
Florida(10/1/2024)
RR
South Carolina(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 10/1/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.
CRD#: 121364 / SEC#: 801-111062
RIA
Registered Investment Advisory firm - (8/29/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 57,396,568 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
