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Jed E Bandes

Jed E. Bandes

MUTUAL TRUST ASSET MGMT.
St Petersburg, FL
Some features on this profile are disabled
CRD#: 722806
Jed E Bandes

Professional summary

Jed E Bandes, CFP® is a registered financial advisor currently at MUTUAL TRUST ASSET MGMT., INC. located in St Petersburg, Florida and CALTON & ASSOCIATES, INC. located in Tampa, Florida.

Jed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Jed has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jed E Bandes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Current

September 9, 2002 - Present

MUTUAL TRUST ASSET MGMT., INC.

RIA
CRD#: 121364
St Petersburg, FL
Current

October 1, 2024 - Present

CALTON & ASSOCIATES, INC.

Office #1: 2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
RIA
BD
CRD#: 20999
TAMPA, FL
Past

September 9, 2002 - December 31, 2010

MUTUAL TRUST ASSET MGMT., INC.

RIA
CRD#: 121364
CLEARWATER, FL
Past

February 21, 1986 - December 20, 2024

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

BD
CRD#: 8494
St. Petersburg, FL
Past

April 18, 1985 - February 19, 1986

EMMETT A LARKIN COMPANY, INC.

BD
CRD#: 6625
Past

September 28, 1984 - April 19, 1985

MERRICO INVESTMENTS CORPORATION

BD
CRD#: 8462
Past

April 20, 1982 - April 10, 1984

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

January 19, 1981 - May 4, 1982

MORGAN STANLEY DW INC.

BD
CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA
Registered Investment Advisory firm - (8/29/2017 Approved)
Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)
Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)
Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)
Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/1/2024)
IAR
Florida
(9/9/2002)
RR
Florida
(10/1/2024)
RR
South Carolina
(10/1/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/5/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 10/1/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/21/1986
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/28/1986
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/7/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MT
MUTUAL TRUST ASSET MGMT., INC.
MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364 / SEC#: 801-111062

RIA
Registered Investment Advisory firm - (8/29/2017 Approved)
Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)
Colorado
Registered Investment Advisory firm - (9/24/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/18/2017 Terminated)
Indiana
Registered Investment Advisory firm - (11/15/2011 Terminated)
Minnesota
Registered Investment Advisory firm - (12/20/2017 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUTUAL TRUST ASSET MANAGEMENT ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts92
AUM (Assets Under Management)$ 57,396,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL TRUST ASSET MGMT., INC.

CRD#: 121364St Petersburg, FL

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