John G. Mergner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Mergner JR, who also goes by Jack Mergner Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2015 - November 16, 2017
JGM WEALTH MANAGEMENT, L.L.C.
October 22, 2013 - December 31, 2014
JGM WEALTH MANAGEMENT, L.L.C.
December 31, 2001 - January 28, 2005
UBS FINANCIAL SERVICES INC.
April 14, 2000 - January 28, 2005
UBS FINANCIAL SERVICES INC.
April 4, 1995 - April 20, 2000
CITIGROUP GLOBAL MARKETS INC.
February 12, 1992 - April 7, 1995
FIRST UNION CAPITAL MARKETS CORP.
October 3, 1988 - February 24, 1992
DOMINICK & DICKERMAN LLC
July 1, 1987 - October 3, 1988
DOMIK CORP.
March 24, 1986 - July 1, 1987
ANDERSON & STRUDWICK, INCORPORATED
January 19, 1981 - April 2, 1986
RIVIERE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JGM WEALTH MANAGEMENT, L.L.C.
CRD#: 168220 / SEC#:
Contact information
Red Flags
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