Emon J. Harirchi

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CRD#: 7227660

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emon Jonathan Harirchi, who also goes by Emon Harirchi, was a registered financial professional .

Emon is a previously registered financial professional and started their career in finance in 2020. Emon had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Emon Harirchi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SEIA POSITION: Portfolio Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/16/2020 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Build new client proposals and generate investment analysis Compare and analyze information from industry publications and proprietary sources, such as Morningstar Direct Write reports and communicate research findings to analysts, associates, and/or traders

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 18, 2020 - January 8, 2024

SEIA

RIA

CRD#: 108163

LOS ANGELES, CA

Past

November 16, 2020 - July 20, 2022

OSAIC WEALTH, INC.

CRD#: 23131

LOS ANGELES, CA

Past

June 12, 2020 - October 22, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LOS ANGELES, CA

Past

May 19, 2020 - October 22, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEIA

LIFECARE AFFORDABILITY PLAN | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | SEIA

CRD#: 108163 / SEC#: 801-56288

RIA

Registered Investment Advisory firm - (2/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/19/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/6/2020

Securities Industry Essentials Examination

Current Firm

SEIA

LIFECARE AFFORDABILITY PLAN | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | SEIA

CRD#: 108163 / SEC#: 801-56288

RIA

Registered Investment Advisory firm - (2/23/1999 Approved)

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Contact information

Main Address

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 712-2323

Established

Firm type

Fiscal year end

# of Employees

171

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEIA ADV 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	23,777
AUM (Assets Under Management)	$ 18,726,645,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emon J. Harirchi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SEIA

OSAIC WEALTH, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SEIA

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2020

Series 7TO

Date: 5/19/2020

SIE

Date: 2/6/2020

Current Firm

SEIA

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEIA

TRUST BUT VERIFY

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