John R. Disterhaupt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John R Disterhaupt, who also goes by John Disterhaupt, Disterhaupt R John, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2020. John had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2022 - June 7, 2024
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
May 13, 2020 - January 14, 2022
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
Primary Firm SEC Registration
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,953 |
| AUM (Assets Under Management) | $ 815,418,771 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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