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EN

Edward Nwokedi

RED SWAN PRIVATE CLIENT
HOUSTON, TX 77002
Some features on this profile are disabled
CRD#: 7227227
EN

Professional summary

Edward Nwokedi, who also goes by Edward Ikem Nwokedi, is a registered financial advisor currently at RED SWAN PRIVATE CLIENT located in Houston, Texas and REDSWAN MARKETS, LLC located in Houston, Texas.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Edward has worked at 2 firms and has passed the Series 65, Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Edward Ikem Nwokedi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Nwokedi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2025 - Present

RED SWAN PRIVATE CLIENT

Office #1: 4201 Main St Suite 300, Houston, TX 77002
RIA
CRD#: 307278
HOUSTON, TX
Current

May 8, 2025 - Present

REDSWAN MARKETS, LLC

Office #1: 4201 Main St Suite 300, Houston, TX 77002
BD
CRD#: 322259
Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RED SWAN PRIVATE CLIENT
RED SWAN PRIVATE CLIENT | REDSWAN PC, INC

CRD#: 307278 / SEC#: 801-118188

RIA
Registered Investment Advisory firm - (3/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/18/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/24/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 9/6/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RED SWAN PRIVATE CLIENT
RED SWAN PRIVATE CLIENT | REDSWAN PC, INC

CRD#: 307278 / SEC#: 801-118188

RIA
Registered Investment Advisory firm - (3/9/2020 Approved)
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Contact information

Main Address
4201 Main St Suite 300, Houston, TX 77002
Mailing Address
Phone number
(713) 360-7928
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RED SWAN PC INC BROCHURE 2026 (2/17/2026)

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 165,260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RED SWAN PRIVATE CLIENT

CRD#: 307278Houston, TX 77002

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