MS
Marcus D. Snodgress
SEMMAX FINANCIAL ADVISORS
Waxahachie, TX
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CRD#: 7226807
MS
Professional summary
Marcus Duncan Snodgress is a registered financial advisor currently at SEMMAX FINANCIAL ADVISORS, INC. located in Waxahachie, Texas.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Marcus has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Elder Planning Services, investment related, Waxahachie, TX, insurance, owner and insurance agent, started 01/2005, 80 hours/month, all during trading hours, provide insurance recommendations.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Duncan Snodgress's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2020 - Present
SEMMAX FINANCIAL ADVISORS, INC.
RIA
CRD#: 144978
Waxahachie, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/1/2020)
Exams
Current Firm
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1447 Trade Mart Blvd, Winston-salem, NC 27127
Mailing Address
Phone number
(336) 856-0080
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,007 |
| AUM (Assets Under Management) | $ 395,263,541 |
Red Flags
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