Olivia A. Stacey

KOWALSKI FINANCIAL

Minneapolis, MN 55426

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CRD#: 7226736

Professional summary

Olivia Alyse Stacey, CFP® is a registered financial advisor currently at KOWALSKI FINANCIAL INC. located in Minneapolis, Minnesota.

Olivia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Olivia has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFA SOCIETY DETROIT PROFESSIONAL SOCIETY BOARD MEMBER - DIRECTOR SINCE 07/2022 NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivia Alyse Stacey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 21, 2025 - Present

KOWALSKI FINANCIAL INC.

Office #1: 600 Highway 169 South Suite 655, Minneapolis, MN 55426

RIA

CRD#: 300424

Minneapolis, MN

Past

May 23, 2024 - May 23, 2025

CAISSA WEALTH STRATEGIES

RIA

CRD#: 150458

BLOOMINGTON, MN

Past

February 13, 2020 - April 29, 2024

EXCHANGE CAPITAL MANAGEMENT INC

RIA

CRD#: 104875

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOWALSKI FINANCIAL INC.

CRD#: 300424 / SEC#: 801-119629

RIA

Registered Investment Advisory firm - (10/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (10/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

KOWALSKI FINANCIAL INC.

CRD#: 300424 / SEC#: 801-119629

RIA

Registered Investment Advisory firm - (10/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (10/29/2020 Terminated)

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Contact information

Main Address

600 Highway 169 South Suite 655, Minneapolis, MN 55426

Mailing Address

Phone number

(952) 297-8589

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KOWALSKI FINANCIAL ADV 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	676
AUM (Assets Under Management)	$ 175,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Olivia A. Stacey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivia Alyse Stacey's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOWALSKI FINANCIAL INC.

CAISSA WEALTH STRATEGIES

EXCHANGE CAPITAL MANAGEMENT INC

Primary Firm SEC Registration

KOWALSKI FINANCIAL INC.

State Registrations and Notice Filings

Exams

Current Firm

KOWALSKI FINANCIAL INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOWALSKI FINANCIAL INC.

TRUST BUT VERIFY

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