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JM

James W. Murphy

NORTHEAST INVESTMENT MANAGEMENT
BOSTON, MA 02110-2516
CRD#: 7226358
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JM
James W MurphyNORTHEAST INVESTMENT MANAGEMENT

Professional summary

James W Murphy is a registered financial advisor currently at NORTHEAST INVESTMENT MANAGEMENT INC located in Boston, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. James has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James W Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2020 - Present

NORTHEAST INVESTMENT MANAGEMENT INC

Office #1: 24 Federal Street Floor 9, Boston, MA 02110-2516Office #2: 100 High Street Suite 630, Boston, MA 02110
RIA
CRD#: 105051
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NORTHEAST INVESTMENT MANAGEMENT INC
NORTHEAST INVESTMENT MANAGEMENT INC

CRD#: 105051 / SEC#: 801-22437

RIA
Registered Investment Advisory firm - (10/2/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/12/2020)

Exams

Current Firm

NI
NORTHEAST INVESTMENT MANAGEMENT INC
NORTHEAST INVESTMENT MANAGEMENT INC

CRD#: 105051 / SEC#: 801-22437

RIA
Registered Investment Advisory firm - (10/2/1984 Approved)
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Contact information

Main Address
24 Federal Street Floor 9, Boston, MA 02110-2516
Mailing Address
Phone number
(617) 523-3588
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NORTHEAST INVESTMENT MANAGEMENT, INC. (2/19/2026)

Regulatory assets under management

Total Number of Accounts1,651
AUM (Assets Under Management)$ 3,273,998,868

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025
Cover Page
Report
04/29/2025
Cover Page
Report
04/29/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHEAST INVESTMENT MANAGEMENT INC

CRD#: 105051Boston, MA 02110-2516

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