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SM

Shane F. Mahmood

ACC SECURITIES
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 7226342
SM

Professional summary

Shane Ferris Mahmood is a registered financial professional currently at ACC SECURITIES, LLC located in Dallas, Texas.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2021. Shane has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shane Ferris Mahmood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2021 - Present

ACC SECURITIES, LLC

Office #1: 14180 Dallas Parkway Suite 350, Dallas, TX 75254
BD
CRD#: 167019
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/20/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/8/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 5/5/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ACC SECURITIES, LLC
ACC SECURITIES, LLC

CRD#: 167019 / SEC#: , 8-69239

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Mailing Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254
Phone number
(214) 217-7754
Established
Texas since 09/16/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLCAPCORP, LTD. CO. D/B/A ALLEGIANCE CAPITAL CORP.MEMBER
ALLEGIANCE M&A, INC.MEMBER
MAHMOOD, SHANE FERRISPRESIDENT/CCO7226342
TURNER, TIMOTHY PALMCFO/FINOP2021869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACC SECURITIES, LLC

CRD#: 167019Dallas, TX 75254

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