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JW

James R. Winkler

SENDERO SECURITIES
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 7226217
JW

Professional summary

James Robert Winkler, who also goes by James Robert Winkler II, is a registered financial professional currently at SENDERO SECURITIES, LLC located in San Antonio, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 2025. James has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Robert Winkler Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Robert Winkler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2026 - Present

SENDERO SECURITIES, LLC

Office #1: 250 W Nottingham Suite 300, San Antonio, TX 78209
BD
CRD#: 146627
San Antonio, TX
Past

February 28, 2025 - February 25, 2026

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(2/25/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SENDERO SECURITIES, LLC
SENDERO SECURITIES, LLC

CRD#: 146627 / SEC#: , 8-67834

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Mailing Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Phone number
(210) 805-0171
Established
Texas since 05/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENDERO PARTNERS, LLCSOLE MEMBER
DARCHICOURT, LORI KAYECFO/FINOP6923033
GERRON, JULIE KCHIEF COMPLIANCE OFFICER4525156
MAXWELL, TARA DANETTEVICE PRESIDENT, PARTNER, SROP/ CROP3008045
WATSON, GEORGE HARRYDESIGNATED PRINCIPAL/PRESIDENT4771298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENDERO SECURITIES, LLC

CRD#: 146627San Antonio, TX 78209

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