John E. Coles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edmund Coles JR, who also goes by John E Coles Jr, John Edmond Coles Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2013 - December 31, 2016
ALLEGIS INVESTMENT ADVISORS, LLC
September 30, 1987 - December 31, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 22, 1985 - September 30, 1987
IRONWOOD SECURITIES, INC.
March 12, 1984 - November 18, 1985
BOARDWALK CAPITAL CORPORATION
February 2, 1981 - January 27, 1984
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLEGIS INVESTMENT ADVISORS, LLC
CRD#: 157314 / SEC#: 801-78696
Contact information
Red Flags
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