James P. Ficano

COHEN & STEERS CAPITAL MANAGEMENT

New York, NY 10036

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CRD#: 7225231

Professional summary

James Paul Ficano, who also goes by James P Ficano, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in New York, New York and COHEN & STEERS SECURITIES, LLC located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. James has worked at 3 firms and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Ficano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Ficano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2024 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

RIA

CRD#: 106266

New York, NY

Current

September 17, 2024 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

CRD#: 29258

New York, NY

Past

November 30, 2021 - September 3, 2024

WEBULL FINANCIAL LLC

CRD#: 289063

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/17/2024)

Delaware
(2/25/2025)

New Jersey
(9/17/2024)

IAR

New York
(9/17/2024)

Pennsylvania
(9/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 4/24/2023

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 11/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/21/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

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Contact information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 832-3232

Established

Firm type

Fiscal year end

# of Employees

357

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Ficano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Paul Ficano's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & STEERS SECURITIES, LLC

WEBULL FINANCIAL LLC

Primary Firm SEC Registration

COHEN & STEERS CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2023

Series 57TO

Date: 4/24/2023

Series 7TO

Date: 11/29/2021

SIE

Date: 4/21/2021

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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