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DW

Daniel F. Wu

BELZBERG CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 7225208
DW

Professional summary

Daniel Fan Wu, who also goes by Daniel Wu, is a registered financial professional currently at BELZBERG CAPITAL located in New York, New York and GOODGAME ADVISORS LLC located in Soquel, California.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2020. Daniel has worked at 3 firms and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Wu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Fan Wu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2024 - Present

BELZBERG CAPITAL

Office #1: 589 Fifth Avenue Suite 1602, New York, NY 10017
BD
CRD#: 321600
New York, NY
Current

October 6, 2025 - Present

GOODGAME ADVISORS LLC

Office #1: 4701 Soquel Drive, Soquel, CA 95073
BD
CRD#: 333155
SOQUEL, CA
Past

July 20, 2020 - April 26, 2024

LIONTREE ADVISORS LLC

BD
CRD#: 164399
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 7/18/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GOODGAME ADVISORS LLC
GOODGAME ADVISORS LLC

CRD#: 333155 / SEC#: , 8-71299

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
4701 Soquel Drive, Soquel, CA 95073
Mailing Address
4701 Soquel Drive, Soquel, CA 95073
Phone number
(408) 337-2398
Established
Delaware since 04/18/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TUOSTO, NICHOLAS RYANCHIEF EXECUTIVE OFFICER, SOLE MEMBER5387073
MERLINO, NICHOLAS JOSEPHCHIEF COMPLIANCE OFFICER5730516
ROCHE, PASCALFINOP, PFO, POO5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOODGAME ADVISORS LLC

CRD#: 333155New York, NY 10017

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