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TM

Timothy J. Mandel

MANDEL FINANCIAL SERVICES
Cincinnati, OH 45255
Some features on this profile are disabled
CRD#: 7224891
TM

Professional summary

Timothy James Mandel is a registered financial advisor currently at MANDEL FINANCIAL SERVICES located in Cincinnati, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Timothy has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Timothy James Mandel works for an accounting services firm, Mandel & Associates. Approximately 15 hours a week are spent on this business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Mandel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2022 - Present

MANDEL FINANCIAL SERVICES

Office #1: 431 Ohio Pike Suite 201, Cincinnati, OH 45255
RIA
CRD#: 318124
Cincinnati, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/2021
Uniform Investment Adviser Law Examination

Current Firm

MF
MANDEL FINANCIAL SERVICES
MANDEL FINANCIAL SERVICES | MANDEL FINANCIAL SERVICES, LLC

CRD#: 318124 / SEC#:

Ohio
Registered Investment Advisory firm - (1/10/2022 Approved)
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Contact information

Main Address
431 Ohio Pike Suite 201, Cincinnati, OH 45255
Mailing Address
Phone number
(513) 441-4025
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts56
AUM (Assets Under Management)$ 28,225,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANDEL FINANCIAL SERVICES

CRD#: 318124Cincinnati, OH 45255

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