JT
Jason D. Tanz
PREISZ FINANCIAL
Portland, OR 97239
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CRD#: 7224816
JT
Professional summary
Jason David Tanz is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jason has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 03/2025 / Preisz Financial / DBA for LPL Business (entity for LPL business) / Inv Rltd / at location / 80 hrs mnth / 8 hrs during trading / start 02/01/2025 2) 03/12/2025 - Preisz Financial - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date:02/10/2025 - 80 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to Preisz Financial, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jason David Tanz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
PREISZ FINANCIAL
Office #1: 4525 Sw Condor Ave, Portland, OR 97239RIA
CRD#: 144469
Portland, OR
Current
March 7, 2025 - Present
LPL FINANCIAL LLC
Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061RIA
BD
CRD#: 6413
Portland, OR
Past
October 23, 2024 - February 13, 2025
PHILLIPS & COMPANY
BD
CRD#: 35800
PORTLAND, OR
Past
November 22, 2021 - April 29, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Portland, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(3/12/2025)
IAR
Oregon(4/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 Sw Condor Ave, Portland, OR 97239
Mailing Address
Phone number
(503) 224-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 612,791,505 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
