Jerome A. Druliner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Alfred Druliner, who also goes by Jerry Druliner, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1990. Jerome had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1999 - December 14, 1999
SMITH HAYES FINANCIAL SERVICES CORPORATION
August 20, 1990 - March 27, 1997
AFFILIATED FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH HAYES FINANCIAL SERVICES CORPORATION
CRD#: 17059 / SEC#: , 8-34980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMITH HAYES COMPANIES D/B/A SMITH HAYES | PARENT COMPANY | |
| DAVIS, COLLEEN TERESE | VICE PRESIDENT, OPERATIONS | 1274284 |
| DECKER, JOHN LOUIS JR | PRESIDENT, CEO | 2812644 |
| DEWHURST, KATHLEEN ANN | VICE PRESIDENT, HR | 1245164 |
| HOWELL, RUTH ANNETTE | CHIEF COMPLIANCE OFFICER | 1255071 |
| KERR, JAMES PATRICK | DIRECTOR | 824040 |
| MANN, BRANDON MICHAEL | VICE PRESIDENT OF SALES | 4488207 |
| NELSON, THOMAS STEVEN | DIRECTOR | 1108782 |
| PURPURA, MICHAEL JOSEPH | DIRECTOR | 2095576 |
| SCHAEFER, BOBBY JOHN | CFO / SECRETARY / TREASURER | 5569260 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
