Guy L. Malcolm
Professional summary
Guy Louis Malcolm, who also goes by Guy L Malcolm, Guy Malcolm, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.
Guy is registered as a RR (Registered Representative) and started their career in finance in 2020. Guy has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Guy Louis Malcolm's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814August 16, 2022 - July 2, 2024
PACER FINANCIAL, INC.
March 4, 2021 - August 5, 2022
FORESIDE FUND SERVICES, LLC
October 28, 2020 - January 8, 2021
DUNHAM
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(9/25/2024)
Exams
Series 7TO
Date: 9/29/2021
General Securities Representative ExaminationSeries 6TO
Date: 10/28/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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