Rebecca A. Wilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca A Wilton, CFP®, who also goes by Becky Rice, Rebecca Rice, Rebecca Schlamp, Becca Wilton, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2020. Rebecca had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
January 6, 2021 - December 15, 2021
ROSENBERG FINANCIAL GROUP, INC.
July 1, 2020 - June 22, 2022
OSAIC WEALTH, INC.
June 29, 2020 - June 22, 2022
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/29/2020
General Securities Representative ExaminationCurrent Firm
ROSENBERG FINANCIAL GROUP, INC.
CRD#: 119314 / SEC#: 801-64247
Contact information
Red Flags
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